Ministry of Finance17-November, 2004 17:59 IST
Amendments in the SARFAESI Act, 2002
The Supreme Court, in its judgement in the matter of Mardia Chemicals Ltd. and Others Vs Union of India and Others upheld the constitutional validity of the SARFAESI Act but struck down Sub-Section (2) of Section 17 which provides for a deposit of 75% of the claimed amount before the appeal is admitted by DRT. The Supreme Court also held that after the service notice, if the borrower raises any objection or places facts for consideration of the creditor, the same may be considered with due application of mind and the reasons for not accepting the objection must be communicated to the borrower. However, the borrower will be able to move the Secured Creditor has taken the DRT only after the possession of secured asset.

2. To bring the provisions of the Act in conformity with the Judgement of the Hon'ble Supreme Court Order, to dissuade the borrower from indulging in dilatory tactics with a view to postpone the repayment of dues and to enable secured creditors to make speedy recovery by enforcement of securities, the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002 has been amended by promulgation of the Enforcement of Security Interest and Recovery of Debt Laws (Amendment) Ordinance, 2004 (Ord. 5 of 2004) on 11.11.2004.

3. The salient amendments are as under:-

(i) The Secured Creditor will be able to take possession of the secured assets only after reasons for not accepting the objections of the borrower have been communicated to him in writing. After possession of the secured asset has been taken, the borrower can file an application before the DRT without any deposit. If the DRT does not dispose off the petition within 4 months, the borrower or the Secured Creditor can move the Debt Recovery Appellate Tribunal (DRAT) for directing the DRT for expeditious disposal of the application.

After the disposal of the case by the DRT the borrower, if aggrieved, can appeal to the DRAT with a deposit of 50% of the decreed amount or as determined by the DRT but not lower than 25%.

(ii) To confer power upon the Appellate Tribunal to transfer all pending applications before different DRTs to one DRT.

(iii) To empower RBI to call for periodic returns and information from Securitisation Companies and Asset Re-construction Companies.

(iv) To provide for taking over of management of the business of the borrower under Section 13(4). This was omitted in the original Act. Though Section 15 provides for the manner and effect of take over of management of business, Section 13(4) did not provide for taking over the borrower's business by the Secured Creditor.

4. Other amendments are of clarificatory and consequential nature.
(Release ID :4921)